Open Securities Trading Account Online
Important Notes
  • Investment involves risks. The price of securities fluctuates, sometimes dramatically, and may become valueless.
  • The risk of loss in financing a securities margin transaction by deposit of collateral is significant. The client may sustain losses in excess of the client’s cash and any other assets deposited as collateral with the Bank.
  • Securities are not equivalent to time deposit. They are not alternative of time deposit. Before making any investment decision, customers should consult their own independent financial advisors and read the relevant offering documents in order to ensure that they fully understand the risks associated with the investment products.
Securities Trading Service
   
  CCB (Asia) introduces securities trading offer to new securities customers!
Open new securities account1 can enjoy 105-day unlimited brokerage commission waiver for buy transactions. Trade securities with cumulative amount required can enjoy extra 1 year preferential brokerage commission as low as 0.12%.
 
 
Offer Period Cumulative Eligible Transactions2 Amount Eligible Transactions2 Offer
Stage 1
105 calendar days since the day of new securities account1 opening
Not Available Buy Sell
Commission Waiver Not Available
Stage 2
Subsequent 12 months after the end of stage 1
Cumulative amount of eligible
transactions2 in stage 1 reaches
HKD1,000,000 to less than
HKD3,000,000 or equivalent
0.15%
brokerage commission
Cumulative amount of eligible
transactions2 in stage 1 reaches
HKD3,000,000 equivalent or above
0.12%
brokerage commission
 
 
Financing Interest Rate Offer for Securities Margin Trading
Securities margin trading customers can enjoy P-3%3 p.a. financing interest rate until December 31, 2017!
 
 
Open Securities Trading Account Online
 
 
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  Enquiry Hotline : 2903 8343  
 
1Include securities cash trading account and/or securities margin trading account.
2Eligible Transaction means buy and/or sell transactions of HKD-denominated or RMB-denominated securities listed on the Stock Exchange of Hong Kong Limited (excluding IPO subscriptions) or Shanghai Stock Exchange securities listed on Shanghai Stock Exchange via the Shanghai-Hong Kong Stock Connect which are successfully executed via any automated trading channels.
3“P”refers to the prevailing Hong Kong Prime Lending Rate as quoted by the Bank from time to time.
Offers and services are bound by related terms and conditions, please refer to the terms and conditions below or contact our staff for details.
To borrow or not to borrow?
Borrow only if you can repay!
 
 
Terms & Conditions
Securities Trading Promotion ( “Program”) Terms and Conditions
  1. The promotion period of the Program is from 31 July 2017 to 31 October 2017 (both dates inclusive) (“Promotion Period”).
  2. The Program is applicable to customers who successfully open new Securities Cash Trading account and/or Securities Margin Trading account (“Securities Account”) with China Construction Bank (Asia) Corporation Limited (“Bank”) during the Promotion Period (“New Account”) and do not hold any Securities Account, either sole or joint name account, within 6 months immediately preceding the date of New Account opening (“Eligible Customers”). For joint name Securities Account, only the primary account holders will be eligible for the Program.
  3. The Program is only applicable to personal customers and not applicable to staff of the Bank and the Bank’s affiliates, Private Banking customers, Commercial Banking customers and Capital Investment Entrant Scheme customers of the Bank.
  4. The investment services of the Bank are bound by related terms and conditions, please contact our staff for details.
  5. The Bank reserves the right to vary, suspend and terminate the Program and to vary or modify any of these Terms and Conditions from time to time without prior notice. In case of disputes, the decision of the Bank shall be final and binding.
  6. If there is any inconsistency or conflict between the English and Chinese versions of these Terms and Conditions, the English version shall prevail.
Brokerage Commission Offer (“Brokerage Offer”)
  1. The Brokerage Offer is applicable to transactions of HKD-denominated or RMB-denominated securities listed on the Stock Exchange of Hong Kong Limited (“SEHK”), (excluding IPO subscriptions) or Shanghai Stock Exchange (“SSE”) securities listed on SSE via the Shanghai-Hong Kong Stock Connect which are successfully executed via any automated trading channels during the offer period as stated in clause 8 below (“Eligible Transactions”).
  2. Brokerage Offer details as stated below.
    Offer Period Required Cumulative Eligible Transactions Amount Offer for Eligible Transactions
    Buy Sell
    105 calendar days since the day of New Account opening (“Stage 1”) N/A Commission waiver N/A
    Subsequent 12 months after the end of stage 1 (“Stage 2”) Cumulative amount of Eligible Transactions in Stage 1 reaches HKD1,000,000 to less than HKD3,000,000 or equivalent 0.15% Brokerage Commission
    Cumulative amount of Eligible Transactions in Stage 1 reaches HKD3,000,000 equivalent or above 0.12% Brokerage Commission
  3. Eligible customers shall first pay the full brokerage commission for each Eligible Transaction according to the Bank’s fee schedule of securities trading services and the Bank will credit the entitled brokerage commission reduction amount to the Eligible Customer’s relevant HKD or RMB settlement account for Eligible Transactions within 4 months after the settlement of Eligible Transaction.
  4. The prevailing exchange rate as quoted by the Bank on the date as determined by the Bank will be adopted for the calculation of the cumulative transaction amount for RMB-denominated securities.
  5. Eligible Customers must maintain the relevant New account and securities trading settlement account at the time of crediting the entitled brokerage commission reduction amount; otherwise, the relevant Brokerage Offer will be forfeited.
  6. Eligible Customers are required to pay other fee(s) including but not limited to transaction levy, trading fee, stamp duty, handling fee, securities management fee and transfer fee (if applicable). For details, please refer to the Bank’s fee schedule of securities trading services.
  7. If the Eligible Customer is entitled to this promotional offer in conjunction with other Securities Trading promotional offers, the Eligible Customer is only entitled to the offer that is of the highest value, the Bank reserves the right to grant partial or all of offers entitled by the Eligible Customer.
Financing Interest Rate Offer
  1. The P-3% p.a. Financing Interest Rate Offer is only applicable to existing and new Securities Margin Trading account with the Bank and the promotion period is from 29 March 2017 to 31 December 2017 (both dates inclusive). New Securities Margin Trading account refers to those account opened during such promotion period.
  2. “P” refers to the prevailing Hong Kong Prime Lending Rate as quoted by the Bank from time to time.
 
  Risk Disclosure
Investment involves risks. The price of securities fluctuates, sometimes dramatically and may become valueless. Before making any investment decision, customers should consult their own independent financial advisors and read the relevant offering documents in order to ensure that they fully understand the risks associated with the investment products.

Securities Trading
It is as likely that losses will be incurred rather than profits made as a result of buying and selling securities.

Securities Margin Trading
If a client maintains a margin account with the Bank, the risk of loss in financing a transaction by deposit of collateral is significant. The client may sustain losses in excess of the client’s cash and any other assets deposited as collateral with the Bank. Market conditions may make it impossible to execute contingent orders, such as “stop-loss” or “stop-limit” orders. The client may be called upon at short notice to make additional margin deposits or interest payment. If the required margin deposits or interest payments are not made within the prescribed time, the client’s securities collateral may be liquidated without the client’s consent. Moreover, the client will remain liable for any resulting deficit in the client’s account and interest charged on the client’s account. The client should therefore carefully consider whether such a financing arrangement is suitable in light of the client’s own financial position and investment objectives.

Shanghai-Hong Kong Stock Connect
Shanghai-Hong Kong Stock Connect is not covered by Hong Kong’s Investor Compensation Fund. It involves risks of quotas used up, difference in trading day, restrictions on selling imposed by front-end monitoring, recalling of eligible stocks, and mainland market risks.

RMB Currency Risk
RMB is subject to the PRC government's control (for example, exchange restrictions). Besides, there is no guarantee that RMB will not depreciate. If customers convert Hong Kong Dollar or any other currency into RMB so as to invest in RMB denominated investment products and subsequently convert the RMB redemption proceeds back into Hong Kong Dollar or any other currency, you may suffer a loss if RMB depreciates against Hong Kong Dollar or other currency.

Online Investment Trading Services
Due to unpredictable network traffic congestion and other reasons, the Internet and other electronic media may not be reliable media of communication and transactions conducted over the Internet and via other electronic media are subject to: (i) possible failure or delay in the transmission and receipt of instructions for any or all transactions in investment products or other information, and (ii) possible failure or delay of execution or execution at prices different from those prevailing at the time when your instructions were given. There are risks associated with the online investment trading system, including the failure of hardware and/or software, and the result of any such system failure may be that your orders are either not executed according to your instructions or are not executed at all. There are risks of interruption, distortion, omission, blackout or interception during the transmission of instructions for any or all transactions in investment products, as well as of any misunderstanding or errors in communication.

Disclaimer
China Construction Bank (Asia) Corporation Limited is a licensed bank regulated by the Hong Kong Monetary Authority and a Registered Institution (CE No. AAC155) under the Securities and Futures Ordinance to carry on Type 1 (Dealing in Securities) and Type 4 (Advising on Securities) Regulated Activities. This webpage does not constitute advice to buy or sell, or an offer with respect to any investment products, or any prediction of likely future movements in prices of any investment products. This webpage has not been reviewed by the Securities and Futures Commission or any other regulatory authorities in Hong Kong.
 


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